Compliance Manager jobs - New York, NY
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| May 28 | Asset Management Compliance - Private Wealth Management | Financial Services Company | New York, NY |
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compliance and regulatory matters; Providing compliance support to the business regarding ... 5+ years experience in asset management compliance or investment advisory compliance... more |
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| May 27 | Chief Compliance Officer - Mortgage Industry | Cybercoders | New York, NY |
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Compliance Officer - Mortgage Industry Chief Compliance Officer - Mortgage Industry - ... knowledge on the standards of mortgage compliance applicable for financial... more |
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| May 26 | Audit Manager - Compliance Resources & Projects | TD Bank | New York, NY |
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The Compliance Project manager is a leader and self starter who works closely with the ... with a specific emphasis on consumer compliance and anti-money laundering rules. more |
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| May 25 | Director of Corporate Compliance | Affinity Health Plan | New York, NY |
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implement, and conduct effective Corporate Compliance, Fraud and Abuse Prevention, ... and procedures that assure Corporate Compliance Program activities are managed... more |
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| May 25 | Manager, Compliance | Visiting Nurse Service of New York | New York, NY |
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VNSNY MANAGER, COMPLIANCE- MANHATTAN PURPOSE OF POSITION Manages and oversees the VNSNY ... and compliance. Assists the Director of Compliance with facilitating accountability... more |
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| May 25 | Compliance Analyst | Kimber Mfg | New York, NY |
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establishing and maintaining operational ATF compliance in Serial number records management, problem resolution, and ATF export processing. In this role, you will be responsible... more |
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| May 25 | Compliance Policies - VP | Barclays | New York, NY |
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of draft compliance policies to relevant compliance and business stakeholders and ... of new compliance policies and updates to compliance policies through firm-wide... more |
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| May 22 | Compliance Manager - Information Provider Company | Compliance Search Group | New York, NY |
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data provider, seeks a Compliance Manager who will be r esponsible for a ... compliance issues and for prioritizing compliance tasks Other duties, as assigned... more |
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| May 14 | Compliance Examiner / Manager (Broker Dealer) - Marsh & McLennan Companies Corporate | Mmco | New York, NY |
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stock exchanges. As a Compliance Examiner / Manager in the Broker Dealer department of ... compliance requirements and managing risk. Compliance professionals interpret and help... more |
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| May 14 | Derivatives Compliance Manager | Compliance Search Group | New York, NY |
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information. Coordinating the development of compliance related controls including, ... the Annual Compliance Report attesting to compliance with applicable rules, including... more |
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| May 14 | Compliance Counsel Asset Management / Hedge Fund | Financial Services Company | New York, NY |
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The role will be based in the Legal/Compliance Department and involve a combination of bot ... Legal and Compliance responsibilities. The Compliance Attorney will be responsible for a... more |
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| May 14 | Operation & Maintenance Regulatory Compliance Quality Manager - Hospitals | Johnsoncontrols | New York, NY |
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strategies for ensuring organizational compliance with federal and local government ... Collaborates with corporate Regulatory Compliance in managing, facilitating and... more |
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| May 14 | Manager / Compliance - Regulatory Support and Legislativ | Compliance Search Group | New York, NY |
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Our client, a global financial services leader, seeks a Compliance Manager ... The principal responsibilities of the Compliance Manager are as follows:... more |
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| May 11 | IT Risk & Compliance Manager for Global Agency - Technology Management job | Robert Half Finance & Accounting | New York, NY |
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company is currently seeking an IT Risk and Compliance Manager to join their corporate ... responsible for coordinating the overall IT compliance program including: updating and... more |
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| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
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The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... activity. The individual will have primary Compliance responsibility for the municipal... more |
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| May 08 | VP Alternative Investment Compliance | R. Marin Enterprises | New York, NY |
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The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more |
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| May 04 | Compliance Vice President | BlackRock | New York, NY |
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continuing education program and annual compliance presentations concerning ... Skills and Requirements: BS/BA degree; Minimum of 4 years of compliance experience with 2... more |
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| Apr 30 | Sr Softw Engr-Technology, Infrastructure, Web & Compliance Dvlpmt - Web/Mobile Development job | Highbridge Capital Management | New York, NY |
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Softw Engr-Technology, Infrastructure, Web & Compliance Dvlpmt (Highbridge Capital ... trading, portfolio mgmt, analytics &/or compliance apps utiliz'g object oriented... more |
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| Apr 26 | Financial Analyst, Controls and Compliance | Chartis | New York, NY |
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for a Financial Analyst, Controls & Compliance in its FP&A department. ... Consumer Lines' Financial Controls & Compliance unit and perform various... more |
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| Apr 17 | Chief Of Staff for Citi's Chief Compliance Officer - job | Citigroup | New York, NY |
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of compliance responsibilities for the Chief Compliance officer and the Compliance ... Compliance Officer in scoping and managing compliance-oriented projects, drafting,... more |
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| Apr 15 | Manager - Compliance Consultant | Global Business Consulting Firm | New York, NY |
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Assisting clients with the development of compliance-related policies and procedures ... specifically related to consumer compliance regulations ( e.g., Federal... more |
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| Apr 05 | Ethics & Compliance CPA CPE Manager I | PwC | Jersey City, NJ |
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The CPE and CPA Licensing Compliance group drives the US firm's Ethics & Compliance missio ... multiple stakeholders to distill complex compliance requirements and technical... more |
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| Mar 12 | Compliance Manager - job | BlackRock | New York, NY |
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OVERVIEW We are searching for a Compliance Manager that will be responsible for ... Experience in implementing regulatory compliance programs. Strong organizational... more |
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| Feb 23 | Governance, Risk and Compliance Associate - Risk Management job | BlackRock | New York, NY |
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BlackRock has a Governance, Risk and Compliance (GRC) group with professionals dedicated ... Internal Audit, Operational Risk, Legal and Compliance, Financial Controls Reporting,... more |
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| Jan 25 | Ethics & Compliance Senior Associate Privacy & Client Confidentiality | PwC | Jersey City, NJ |
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The PricewaterhouseCoopers (PwC) Ethics & Compliance (E&C) Office advances and fosters ... laws and regulations Broad understanding of compliance functions Skills Preferred:... more |
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