Compliance Assessment Group jobs - New York, NY
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| May 28 | Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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and maintenance of the BSA/AML/OFAC Compliance Program for the bank. The ... annual BSA/AML Risk Assessment and Self Assessment q Ensure AML/OFAC/anti-corruption... more |
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| May 28 | Compliance Officer Bank Review, AVP | Compliance Search Group | New York, NY |
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support areas with a view towards assessing compliance with applicable federal and state ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more |
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| May 22 | AML Compliance Officer | Financial Services Company | New York, NY |
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program for Private Wealth Management AML Compliance. Responsibilities: Review high ... Update the Private Banks BSA AML Risk Assessment annually Coordinate with the... more |
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| May 22 | Employee Trading Compliance | Compliance Search Group | New York, NY |
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a top-tier ratings agency, seeks a Senior Compliance Associate. The candidate must have ... Office software suite, Bloomberg, and a compliance monitoring tool such as SunGards... more |
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| May 22 | Equity Capital Markets Compliance VP | Compliance Search Group | New York, NY |
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Key Responsibilities Supporting Compliance initiatives including writing ... Advising management on significant compliance matters and issues; Interacting... more |
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| May 14 | High - Net Worth Regional Compliance Officer - CT | Financial Services Company | New York, NY |
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branch offices. The Compliance Advisory Group and this particular individual will ... Coordinate Compliance Reviews with the Compliance Monitoring and Control Team... more |
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| May 14 | Alternative Investments Compliance Officer | Compliance Search Group | New York, NY |
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their Alternative Investments division. The Compliance Officer will be responsible for ... 7+ years of experience working with hedge funds/private equity, providing compliance suppo... more |
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| May 14 | Tax Manager - Family Office Group | Industry Leading Asset Management Firm | New York, NY |
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Preparation of annual and quarterly tax estimates for the Founding Member and family members and continual updating of estimates for inclusion in cash flow projections. Point of... more |
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| May 14 | Compliance Examiner / Manager (Broker Dealer) - Marsh & McLennan Companies Corporate | Mmco | New York, NY |
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As a Compliance Examiner / Manager in the Broker Dealer department of Marsh & McLennan Com ... compliance requirements and managing risk. Compliance professionals interpret and help... more |
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| May 14 | Banking Compliance VP | Compliance Search Group | New York, NY |
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requested information. Assess current compliance polices, including employee ... trends. Establish and conduct a bank-wide compliance training program. Job... more |
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| May 08 | IS COB & Controls Sr Group Mgr - Engineering & Systems Design job | Citigroup | New York, NY |
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* Annual assessment of business impacts and assessment of recovery strategies * ... including purchasing cycle and supplier assessment * Discipline certifications a... more |
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| May 06 | Management Consultant - Bank Compliance & Regulatory | Compliance Search Group | New York, NY |
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assess, and manage risks related to compliance. Primary responsibilities will ... specifically related to consumer compliance regulations (e.g., Federal Reserve... more |
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| May 06 | Compliance Risk Assessment - Investment Bank | Compliance Search Group | New York, NY |
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client, a top-tier investment bank, seeks a Compliance Risk Assessment Supervisor. ... and Internal Control and Compliance Risk Assessment Methodology processes... more |
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| May 06 | Chief Compliance Officer- Global Brokerage Firm | Mergis Group, A Division of Spherion | New York, NY |
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Capital Markets Firm Seeks a Chief Compliance Officer *The Chief Compliance ... regulatory compliance (CFTC and Fed) *Develop and Ensure Compliance with the companys poli... more |
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| May 04 | Compliance Vice President | BlackRock | New York, NY |
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continuing education program and annual compliance presentations concerning ... Skills and Requirements: BS/BA degree; Minimum of 4 years of compliance experience with 2... more |
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| Apr 29 | Regulatory Compliance Specialist | Weisermazars.com | New York, NY |
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the independent U.S. member firm of Mazars Group, ranks as the 21st largest audit, tax ... preferred Certification in regulatory compliance preferred (e.g., CAMS, CRCM)... more |
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| Apr 29 | Bank and Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
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through compliance seminars, conferences, compliance committees, external training and ... serious compliance issues to the Head Office Compliance resp. the Chief Compliance Office... more |
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| Apr 22 | Vice President, AML Compliance Officer | CIT Group | Livingston, NJ |
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AML Compliance Activities Assists Regional Compliance Officers in developing appropriate ... AML Compliance, Head of AML and Sanctions Compliance, Chief Compliance Officer (CCO),... more |
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| Apr 22 | Chief AML Compliance Officer | Top International Investment Firm | New York, NY |
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The Position: The Chief AML Compliance Officer reports to the Regional Head of Compliance ... CIB Anti-Money Laundering/US Patriot Act Compliance Program... more |
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| Apr 15 | Compliance VP Securities Trade Monitoring | Compliance Search Group | New York, NY |
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ratings agency seeking an experienced compliance professional to supervise the ... He/she will also provide guidance on trading to Compliance and company stakeholders, manag... more |
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| Apr 13 | Chief Compliance Officer - Health Care | Large Multispecialty Physician Group | Jersey City, NJ |
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Compliance Officer oversees the Corporate Compliance Program, functioning as an ... management team on matters relating to compliance. The Compliance Officer implements... more |
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| Apr 09 | Management Consultant - Consumer Bank Compliance & Regu | Compliance Search Group | New York, NY |
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assess, and manage risks related to compliance. Primary responsibilities will ... specifically related to consumer compliance regulations (e.g., Federal Reserve... more |
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| Mar 11 | Asset Management Trading Compliance Specialist | Compliance Search Group | New York, NY |
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Principal Responsibilities: The Senior Compliance Analyst - Equity will be ... Firms application of Rule 38a-1 and 206(4)-7 compliance programs. Qualifications: Strong... more |
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| Feb 23 | Governance, Risk and Compliance Associate - Risk Management job | BlackRock | New York, NY |
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BlackRock has a Governance, Risk and Compliance (GRC) group with professionals dedicated ... Internal Audit, Operational Risk, Legal and Compliance, Financial Controls Reporting,... more |
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| Jan 25 | Ethics & Compliance Senior Associate Privacy & Client Confidentiality | PwC | Jersey City, NJ |
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team, as part of the Regulatory Compliance group is responsible for ... laws and regulations Broad understanding of compliance functions Skills Preferred:... more |
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